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Showing 6372 to 6381 of 19307 search results for our Brexit.

  1. GENIUS FX TRADE

    Warnings Published: 14/11/2023 Last modified: 14/11/2023
    GENIUS FX TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. sterlingequityholdings.com

    Warnings Published: 06/06/2023 Last modified: 06/06/2023
    sterlingequityholdings.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. CRYPTO MART TRADE

    Warnings Published: 21/12/2022 Last modified: 21/12/2022
    CRYPTO MART TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Butterfield Advisors

    Warnings Published: 10/06/2008 Last modified: 29/08/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  5. PureInvestor.com Inc

    Warnings Published: 18/04/2005 Last modified: 27/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  6. Stonehill Securities

    Warnings Published: 08/11/2013 Last modified: 08/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  7. PS14/3 - Detailed rules for the FCA regime for consumer credit [pdf]

    Policy statements Published: 28/02/2014 Last modified: 12/09/2014
    This policy statement is about our detailed rules for consumer credit firms. We take over the regulation of around 50,000 consumer credit firms from the Office of Fair Trading (OFT) on 1 April 2014.
  8. TR14/12 - Enhanced transfer value pension transfers [pdf]

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    This report summarises the findings of our thematic research into suitability of bulk pension transfer advice provided by financial advisers where employers offered an enhancement to the transfer value (ETV). It is not general guidance on the
  9. FSA - FG12/8 [pdf]

    Finalised guidance Published: 06/03/2012 Last modified: 20/10/2014
    After publishing guidance on the role of the compliance function in November 2011, we decided to issue further guidance on additional areas of the RCB regime to set out our minimum expectations, which we outline here.
  10. FSA - FG12/21: Summary of feedback received [pdf]

    Finalised guidance Published: 01/11/2012 Last modified: 20/10/2014
    This guidance, that forms new material in ‘Financial crime: a guide for firms’, sets out examples of good practice and poor practice from our thematic review 'Banks' defences against investment fraud'.