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Showing 6432 to 6441 of 19307 search results for our Brexit.

  1. GC13/5 Supervising retail investment advice: inducements and conflicts of interest [pdf]

    Guidance consultations Published: 18/09/2013 Last modified: 18/09/2013
    This guidance helps providers and advisory firms further understand our expectations of them in connection with service and distribution agreements relating to retail investment products.
  2. CP13/6 - CRD IV for Investment Firms [pdf]

    Consultation papers Published: 31/07/2013 Last modified: 31/07/2013
    This Consultation Paper sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV – a major package of reforms to the CRD, the EU’s prudential requirements regime for credit institutions and investment firms.
  3. CP13/18 - Quarterly consultation No.3 [pdf]

    Consultation papers Published: 06/12/2013 Last modified: 06/12/2013
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  4. CP14/8 - Quarterly consultation No.5 [pdf]

    Consultation papers Published: 06/06/2014 Last modified: 06/06/2014
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  5. CP14/6 - FCA Regulated fees and levies: Rates proposals 2014/15 [pdf]

    Consultation papers Published: 31/03/2014 Last modified: 05/06/2014
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.
  6. MID WIDE PROFIT

    Warnings Published: 01/03/2024 Last modified: 01/03/2024
    MID WIDE PROFIT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Types of mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
    Find out about co-operative and community benefit societies, credit unions, building societies and friendly societies. Check if your society should be registered, needs authorisation and fees to pay.
  8. Superb Finance Ltd

    Warnings Published: 25/11/2022 Last modified: 25/11/2022
    Superb Finance Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. FIRST RATE CRYPTO

    Warnings Published: 16/09/2022 Last modified: 16/09/2022
    FIRST RATE CRYPTO is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. CRYPTO BOT OPTIONS

    Warnings Published: 19/05/2022 Last modified: 16/06/2022
    CRYPTO BOT OPTIONS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.