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Showing 1022 to 1031 of 1736 search results for our Brexit consultations.

  1. FCA to move faster to remove unused firm permissions

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.
  2. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    boutiques; and whether to remove the current recording exemptions for discretionary investment managers in our domestic regime. ... Discussion Paper: Developing our approach to implementing MiFID II conduct of business and organisational requirements.
  3. FG17/7: Primary Market Bulletin No. 18

    Finalised guidance Published: 31/08/2017 Last modified: 03/10/2017
    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 18.
  4. FG19/4: Primary Market Bulletin No. 24

    Finalised guidance Published: 03/10/2019 Last modified: 03/10/2019
    The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 24.
  5. Andrew Bailey introductory speech on multilateralism and global coordination: A case for balancing autonomy and co-operation in the interests of financial markets

    Speeches Published: 06/09/2018 Last modified: 06/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Eurofi Financial Forum, on multilaterialism and global coordination. 
  6. FG15/6 - Multilateral Trading Facilities (MTFs)

    Finalised guidance Published: 15/04/2015 Last modified: 15/04/2015
    Last updated: 15/04/2015. Share page. On 1 December 2014 we consulted on Guidance Consultation GC14/9 which set out the FCA’s Good Practice Observations relating to MTF operator ... rulebooks. The consultation period for GC14/9 ended on 16 January 2015
  7. CP16/1: Consequential changes to the Senior Managers Regime

    Consultation papers Published: 06/01/2016 Last modified: 02/03/2016
    CP16/1: Consequential changes to the Senior Managers Regime. Consultation papers First published:. ... We will consider your feedback and publish our rules in a Policy Statement in March 2016.
  8. High-cost short-term credit and coronavirus: draft temporary guidance for firms

    Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
    This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans
  9. FCA consults on reforms to improve the effectiveness of UK primary markets

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic
  10. Investment Funds, Markets Liquidity and the Investor

    Speeches Published: 24/03/2016 Last modified: 23/06/2016
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.