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Showing 1222 to 1231 of 1736 search results for our Brexit consultations.

  1. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their
  2. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules

    Policy statements Published: 25/09/2017 Last modified: 01/06/2018
    This is our first Policy Statement setting out our near final rules for our implementation of the Insurance Distribution Directive (IDD).
  3. PS21/17: A new UK prudential regime for MiFID investment firms  

    Policy statements Published: 26/11/2021 Last modified: 31/12/2021
    This is the third in a series of policy statements that set out our rules to introduce the Investment Firms Prudential Regime IFPR regime.
  4. FCA confirms measures to raise standards in the funeral plans market

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    To enhance consumer protection in the funeral plans market, the FCA has confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022.
  5. FCA sets out its approach to financial promotions in social media

    Press Releases Published: 06/08/2014 Last modified: 06/08/2014
    The FCA has therefore published a consultation which sets out its approach and seeks feedback. ... Our overall approach is that financial promotions, whether on social media or traditional media, should be fair, clear and not misleading.
  6. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
    Alongside this paper, we are issuing a paper (CP15/9) providing feedback on the responses received to our previous consultation on the new individual accountability regime for UK firms in July ... In addition to CP15/9, incoming branches should also have
  7. PS18/17: The European Money Market Funds (MMF) Regulation

    Policy statements Published: 24/01/2018 Last modified: 11/07/2018
    In this Policy Statement, we respond to feedback arising from CP18/4 and publish final rules amending our Handbook to ensure consistency with the requirements of the EU Money Market Funds (MMF) Regulation. We also apply fee schedules to enable us
  8. FG23/3: Finalised non-handbook Guidance on cryptoasset financial promotions

    Finalised guidance Published: 02/11/2023 Last modified: 02/11/2023
    The Guidance will help firms deliver fair, clear, and not misleading marketing of cryptoassets to UK consumers.
  9. CP13/11: Financial Services Compensation Scheme - unincorporated associations and partnerships

    Consultation papers Published: 02/10/2013 Last modified: 07/02/2022
    In this Consultation Paper (CP) we propose that all unincorporated associations and certain large partnerships will become eligible to claim on the Financial Services Compensation Scheme (FSCS) if an investment firm fails.
  10. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    This communication explains the scope of the temporary rules and exemptions available, as well as providing our rationale for making temporary rules. ... In September this year, we are planning to publish a consultation paper about proposed permanent