Search results
Showing 1382 to 1391 of 1736 search results for our Brexit consultations.
-
Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
CP15/36: Future regulatory treatment of CCA regulated first charge mortgages
CP15/36: Future regulatory treatment of CCA regulated first charge mortgages. Consultation papers First published:. ... apply. This consultation paper sets out our proposed rules for firms performing activities in relation to these mortgages, which we -
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice
Our report is aimed at firms involved in the distribution of retail investments. ... The consultation aims to clarify aspects of the regulatory framework for retail investments and tackle potential barriers to the market developing further. -
PS19/11: Product intervention measures for retail binary options
In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK. -
CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to -
CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
Consultation papers First published:. 22/04/2016. Last updated: 13/10/2016. Share page. ... This consultation has now closed. We will publish feedback on responses and issue a Policy Statement once we have reviewed your comments. -
PS18/21: SME access to the Financial Ombudsman Service - near-final rules
Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’) -
GC14/7 Proposed guidance on financial crime systems and controls
GC14/7 Proposed guidance on financial crime systems and controls. Guidance consultations First published:. ... We invite views on amendments to our regulatory guidance, Financial crime: a guide for firms. -
PS15/2: Recovery and Resolution Directive, including feedback on CP14/15 and final rules
In August 2014, we published a Consultation Paper proposing changes to our Handbook that are required to transpose the [Bank] Recovery and Resolution Directive (RRD) into the UK regulatory regime for ... In this Policy Statement, we summarise the -
GC14/3 Retail Investment Advice: Clarifying the boundaries and exploring the barriers to market development
explore specific issues in this area which our stakeholders have raised with us. ... We invite your views on our proposed guidance to firms. Please respond by 10 October 2014 (three month consultation). -
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks
In our June 2015 Consultation Paper CP15/18: Fair, reasonable and non-discriminatory access to regulated benchmarks, we set out proposals for fair, reasonable and non-discriminatory access to regulated benchmarks. ... This Policy Statement summarises the