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Showing 1492 to 1501 of 1736 search results for our Brexit consultations.

  1. CP14/32: Bringing additional benchmarks into the regulatory and supervisory regime

    Consultation papers Published: 22/12/2014 Last modified: 07/02/2022
    This consultation paper seeks views on how our generic approach to regulating benchmarks could be applied beyond LIBOR to other benchmark administrators (and benchmark submitters as appropriate).
  2. Creating a fair and competitive environment for retail banking in the interests of consumers

    Speeches Published: 26/11/2014 Last modified: 26/11/2014
    Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version.
  3. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Consultation papers Published: 02/02/2016 Last modified: 04/04/2016
    Consultation papers First published:. 02/02/2016. Last updated: 04/04/2016. Share page. ... We are now issuing this consultation paper in which we consult on changes we are planning to make to our rules and guidance on disclosure and advice relating to
  4. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

    Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
    We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.
  5. PS19/13: Improving shareholder engagement and increasing transparency around stewardship

    Policy statements Published: 30/01/2019 Last modified: 31/05/2019
    We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019.  Asset managers and life insurers will need to disclose and make publicly
  6. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    Enforcement is not the only tool at our disposal where we see misconduct by firms or individuals, nor is it the most appropriate one to use in every case. ... taken. The FCA will publish a consultation paper later this year setting out how we plan to
  7. Finalised Guidance: Cancellations and refunds: Helping consumers with rights and routes to refunds

    Finalised guidance Published: 01/10/2020 Last modified: 01/04/2021
    Since the outbreak of the coronavirus (Covid-19) pandemic, there has been an unprecedented number of cancellations of trips, holidays, and other events. 
  8. FG15/8 - FCA's powers and procedures under the Competition Act 1998

    Finalised guidance Published: 14/07/2015 Last modified: 03/05/2022
    Guidance for firms and their advisers setting out our powers and how we investigate and enforce against potential breaches of UK competition law.
  9. Draft Guidance: Mortgages and coronavirus: updated Tailored Support Guidance for firms

    Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
    This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of mortgage customers.
  10. FS23/5: Review of rules extending SME access to the Financial Ombudsman Service

    Feedback statements Published: 24/10/2023 Last modified: 24/10/2023
    We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate.