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Showing 1512 to 1521 of 1736 search results for our Brexit consultations.

  1. FG16/6: Payment Accounts Regulations 2015 - definition of a 'payment account'

    Finalised guidance Published: 01/08/2016 Last modified: 01/08/2016
    In March 2016 we consulted on guidance on the definition of a 'payment account' under the Payment Accounts Regulations 2015 (PARs). We have now published the finalised guidance.
  2. Clarifying our supervisory intentions: overall responsibility for the legal function under the Senior Managers Regime

    Statements Published: 27/01/2016 Last modified: 26/05/2016
    It has come to our attention that there is uncertainty as to whether an individual in charge of a firm’s legal function requires approval under our Senior Managers regime. This statement:describes our plans to consult on this area; and makes clear
  3. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.
  4. PS15/19: Improving complaints handling, feedback on CP14/30 and final rules

    Policy statements Published: 22/07/2015 Last modified: 30/09/2022
    In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules.
  5. Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms

    Policy and guidance Finalised guidance Published: 25/03/2021 Last modified: 25/03/2021
    This guidance is designed to enable firms to continue to deliver support to customers affected by the coronavirus pandemic.
  6. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

    Press Releases Published: 30/10/2013 Last modified: 30/10/2013
    Launching a consultation paper in November to clarify rules on research, including guidance around corporate access; and. ... The IMA has been conducting a significant review of this market for some months and we expect to be able to report our
  7. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

    Press Releases Published: 19/12/2012 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.
  8. CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies

    Consultation papers Published: 14/07/2015 Last modified: 14/07/2015
    CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies. Consultation papers First published:. ... We are consulting on our draft rules for non-ring fenced bodies (NRFBs).
  9. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.
  10. PS13/1 Payments to platform service providers and cash rebates from providers to consumers

    Policy statements Published: 26/04/2013 Last modified: 30/08/2015
    We are setting out our rules for platform services and responding to the feedback to our consultation.