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Showing 1702 to 1711 of 1736 search results for our Brexit consultations.

1702. Brexit

      The UK has left the EU. Find out what this means for consumers and firms.

1703. The FCA’s new competition powers: what do they mean for the financial services industry?

      Speeches Published: 21/11/2014 Last modified: 09/11/2016
      Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

1704. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

      Press Releases Published: 20/04/2021 Last modified: 20/04/2021
      We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

1705. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

      Press Releases Published: 28/01/2019 Last modified: 29/01/2019
      The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.

1706. Implementing MiFID II – multi-firm review of research unbundling reforms

      Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
      Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

1707. CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports

      Consultations Consultation papers Published: 25/03/2022 Last modified: 18/08/2022
      We propose to change the definition of UKSEF 2022 in Article 2(4B) of the Transparency Directive (TD) ESEF Regulation so that it refers to UKSEF 2022 v2.0.0 instead of v1.0.0.

1708. CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts

      Consultation papers Published: 26/09/2014 Last modified: 29/05/2018
      Although sponsor conflict management was not the subject of our consultation in responding to CP14/02 respondents did comment on the current approach to the identification and management of conflicts of ... Any proposed changes to our rules would be the

1709. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period

      Finalised guidance Published: 09/04/2014 Last modified: 09/04/2014
      We have therefore decided to issue guidance to outline our expectations of firms during this interim period (i.e. ... Some firms have asked us for clarification of our expectations in this period, which this guidance provides.

1710. TR14/4 – Risks to customers from financial incentives – an update

      Thematic reviews Published: 04/03/2014 Last modified: 13/03/2024
      This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.

1711. GC14/6 Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media

      Guidance consultations Published: 06/08/2014 Last modified: 11/02/2019
      Guidance consultations First published:. 06/08/2014. Last updated: 11/02/2019. Share page. ... This Guidance Consultation is intended to:. clarify and confirm our approach to the supervision of financial promotions (as defined in the legislation) in

1712. PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules

      Policy statements Published: 02/05/2023 Last modified: 02/05/2023
      We set out the final rules for a new financial resilience regulatory return for solo-regulated firms.