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Showing 312 to 321 of 1728 search results for our Brexit consultations.

  1. CP21/25: Issuing statutory notices - a new approach to decision makers [pdf]

    Consultation papers Published: 29/07/2021
    A key part of our Transformation Programme is a fresh approach to tackling firms and individuals who do not meet the required standards. This involves streamlining our decision making and governance so we can respond more quickly.
  2. FCA to introduce UK Benchmarks Register

    Statements Published: 22/03/2019 Last modified: 22/03/2019
    We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA
  3. CP15/7: Proposed changes to our pension transfer rules [pdf]

    Consultation papers Published: 04/03/2015 Last modified: 04/03/2015
    This consultation paper proposes changes to our pension transfer rules, designed to reflect the Government’s new flexible pensions regime.
  4. CP15/34: Regulatory fees and levies: policy proposals for 2016/17 [pdf]

    Consultation papers Published: 28/10/2015 Last modified: 15/12/2015
    This Consultation Paper (CP) sets out our proposed policy changes to how our fees will be raised from 2016/17. We are funded entirely by the fees and levies recovered from the firms we regulate – we receive no subsidies from other sources.
  5. Agreements with overseas regulators

    About us What we do Last modified: 17/12/2021
    See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.
  6. CP16/15: Capping early exit pension charges [pdf]

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2016
    On 19 January 2016 the Chancellor announced that the Government would introduce legislation to place a new duty on the FCA to cap early exit charges in certain pension contracts. This Consultation Paper sets out our proposals on the application and
  7. CP21/24: Diversity and inclusion on company boards and executive committees [pdf]

    Consultation papers Published: 28/07/2021
    We are consulting on a proposal to change our Listing Rules to require in scope companies to disclose publicly in their annual financial report whether they meet specific board diversity targets relating to gender and ethnicity on a ‘comply or
  8. CP20/24: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers Published: 14/12/2020
    We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID
  9. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.
  10. CP20/17: Extension of Annual Financial Crime Reporting Obligation [pdf]

    Consultation papers Published: 24/08/2020 Last modified: 24/08/2020
    We are considering extending the scope of our annual financial crime reporting obligation to include firms that carry on regulated activities that potentially pose a higher money laundering risk.