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Showing 332 to 341 of 1736 search results for our Brexit consultations.

  1. CP13/7 - Consequential Changes to the Listing Rules resulting from the BIS Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations [pdf]

    Consultation papers Published: 28/08/2013 Last modified: 28/08/2013
    This Consultation paper sets out our proposals for changes to the Listing Rules in response to new Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations.
  2. GC13/5 Supervising retail investment advice: inducements and conflicts of interest [pdf]

    Guidance consultations Published: 18/09/2013 Last modified: 18/09/2013
    This guidance helps providers and advisory firms further understand our expectations of them in connection with service and distribution agreements relating to retail investment products.
  3. CP13/18 - Quarterly consultation No.3 [pdf]

    Consultation papers Published: 06/12/2013 Last modified: 06/12/2013
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  4. CP20/14: Updating the Dual-regulated firms Remuneration Code to reflect CRD V [pdf]

    Consultation papers Published: 03/08/2020 Last modified: 03/08/2020
    We set out proposals to amend our Dual-regulated firms Remuneration Code and relevant non-Handbook guidance to reflect CRD V
  5. CP19/5: Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidance [pdf]

    Consultation papers Published: 28/01/2019
  6. CP13/12 - CRD IV for Investment Firms 2 - Implementation [pdf]

    Consultation papers Published: 10/10/2013 Last modified: 10/10/2013
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to reporting, remuneration policies and the interaction between CRD IV and AIFMD/UCITS.
  7. CP13/6 - CRD IV for Investment Firms [pdf]

    Consultation papers Published: 31/07/2013 Last modified: 31/07/2013
    This Consultation Paper sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV – a major package of reforms to the CRD, the EU’s prudential requirements regime for credit institutions and investment firms.
  8. CP14/5 - Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD) [pdf]

    Consultation papers Published: 07/03/2014 Last modified: 05/06/2014
    This Consultation Paper forms part of our ongoing commitment to ensure the data we require firms to provide is collected appropriately.
  9. FSA - GC12/5 [pdf]

    Guidance consultations Published: 29/03/2012 Last modified: 11/07/2016
    This consultation seeks views on the changes we propose to make to our regulatory guide, Financial crime: a guide for firms in response to the findings of our thematic review, Antibribery and corruption systems and controls in investment banks.
  10. Update on the temporary permissions regime

    News stories Published: 25/07/2018 Last modified: 25/07/2018
    On 24 July 2018 the Government published the draft Statutory Instrument that will form the legislative basis of the temporary permissions regime for inbound passporting EEA firms and funds. At the same time we have provided an update setting out