Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 362 to 371 of 1736 search results for our Brexit consultations.

  1. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]

    Consultation papers Published: 31/01/2017
    We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.
  2. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation [pdf]

    Consultation papers Published: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to
  3. Onshoring and the Temporary Transitional Power

    Firms Published: 30/09/2020 Last modified: 27/01/2023
    Our use of the Temporary Transitional Power (TTP) has ended. We explain how we used it and where it still applies to firms.
  4. FSA - GC11/15 [pdf]

    Guidance consultations Published: 22/03/2011 Last modified: 11/07/2016
    We publish industry updates on issues or trends that we identify through our routine monitoring of financial promotions compliance. The aim of these publications is to capture emerging concerns and to clarify our expectations of firms.
  5. FSA - GC11/12 [pdf]

    Guidance consultations Published: 24/05/2011 Last modified: 11/07/2016
    We are issuing this guidance to set out our expectations on firms using the Supervisory Formula Method (SFM) to calculate risk-weighted exposure amounts (RWEA) for unrated securitisation positions.
  6. CP16/41: Amendments to Notes for completion of the MLAR [pdf]

    Consultation papers Published: 12/12/2016
    We are consulting on proposals to update the notes for completion of the MLAR and to make a minor change to our second charge mortgage reporting form (MLA-D1).
  7. PS23/13: Introducing a gateway for firms who approve financial promotions September [pdf]

    Policy statements Published: 12/09/2023
    This policy statementsets out our response to the feedback we received to our December 2022 consultation on introducing a gateway for firms who approve financial promotions.
  8. FSA - GC11/23 [pdf]

    Guidance consultations Published: 12/10/2011 Last modified: 11/07/2016
    This paper sets out our view about payment for order flow (PFOF) arrangements. We define PFOF as an arrangement whereby a broker receives payment from market makers, in exchange for sending order flow to them.
  9. FSA - GC11/20 [pdf]

    Guidance consultations Published: 24/08/2011 Last modified: 11/07/2016
    During our RDR roadshows we were asked specific questions about the changes and what firms are required to do. We publish some of these FAQs to further clarify our rules and our expectations of firms post-RDR.
  10. CP16/25: Whistleblowing in UK branches of overseas banks [pdf]

    Consultation papers Published: 28/09/2016
    We are consulting on our proposed approach to apply new whistleblowing requirements to UK branches of overseas banks. It does not apply to UK branches of overseas insurers.