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Showing 462 to 471 of 1736 search results for our Brexit consultations.

  1. Leadership and conduct

    Speeches Published: 31/03/2014 Last modified: 31/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.
  2. FSA - CP12/19: Update [pdf]

    Consultation papers Published: 11/02/2013 Last modified: 30/05/2013
    Consultation FSA - CP12/19: Update - Consultation Paper 12/19 proposed to ban the promotion of unregulated collective investment schemes (UCIS) and close substitutes to ordinary retail investors. This is an update on our progress since the
  3. UCITS Remuneration Code (SYSC 19E)

    Tasks for regulated firms Published: 25/05/2016 Last modified: 10/02/2023
    FCA provides information on the Code (SYSC 19E) that applies to management companies of undertakings for collective investment in transferable securities (UCITS).
  4. FCA consults on new benchmarks powers

    Statements Published: 18/11/2020 Last modified: 11/12/2020
    In this statement, we set out our potential approach to the use of proposed new powers under the Financial Services Bill to ensure an orderly wind down of LIBOR.
  5. FSA - GC12/2 [pdf]

    Guidance consultations Published: 31/01/2012 Last modified: 21/06/2013
    The guidance relates to our rules for sale and rent back (SRB), which are primarily set out in the Mortgages and Home Finance Conduct of Business sourcebook (MCOB).
  6. Pensions value for money

    Statements Published: 22/11/2023 Last modified: 24/11/2023
    All pension savers need to be confident that their scheme delivers value regardless of where they’re invested. We know that short term cost can dominate decision making in the context of defined contributions (DC) schemes, and whilst cost matter
  7. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).
  8. Recovery plan template

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA have created a suggested template for firms to submit individual and group recovery plans subject to simplified obligations to us.
  9. FSA - GC11/30 [pdf]

    Guidance consultations Published: 07/12/2011 Last modified: 11/07/2016
    The purpose of the guidance is to set out to firms our expectations of NEDs in delivering the appropriate management of retail conduct risk within firms. By retail conduct risk, we mean the risk of a firm treating its retail customers unfairly and
  10. FSA - PS13/4 FSCS Funding model review – feedback on CP13/1 [pdf]

    Policy statements Published: 25/03/2013 Last modified: 30/05/2013
    Policy FSA - PS13/4 - This policy statement (PS) summarises the feedback to the consultation question in CP13/1:‘FSCS Funding Model Review – feedback on CP12/16 and further consultation’ and our response to the key themes that emerged.