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Showing 342 to 351 of 356 search results for our Brexit preparations.

342. Brexit

     The UK has left the EU. Find out what this means for consumers and firms.

343. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

     Press Releases Published: 19/09/2013 Last modified: 19/09/2013
     Maintaining the integrity of markets is a key part of our wholesale conduct agenda. ... In preparation for a regulatory filing (of J.P. Morgan Chase & Co (the Group)’s first quarter net income) on 10 May 2012, the firm’s senior management had

344. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

     Speeches Published: 14/03/2024 Last modified: 14/03/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

345. Financial services regulation and enforcement: recent developments and emerging issues

     Speeches Published: 09/10/2013 Last modified: 10/10/2013
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

346. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

     Consultations Consultation papers Published: 30/07/2019 Last modified: 10/12/2019
     This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.

347. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

     Press Releases Published: 08/08/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

348. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

     Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
     We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.

349. Cost of Living: good and poor practice in the general insurance market

     Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
     We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

350. FCA urges consumers to carefully consider what cover they require when buying travel insurance

     News stories Published: 27/09/2019 Last modified: 27/09/2019
     We are aware that some consumers have experienced issues with the scope and terms of their travel insurance when abroad. In particular, some consumers have had issues about whether they are covered for use of private medical facilities when a

351. The FCA’s approach to supervising wealth management and private banking firms

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

352. New Chairs of the FCA Practitioner Panel and Markets Practitioner Panel announced today

     Press Releases Published: 28/06/2019 Last modified: 01/07/2019
     The Financial Conduct Authority Chair, Charles Randell, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.