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Showing 101 to 110 of 4657 search results for our Consumer Credit sourcebook.

  1. PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

  2. FSA - FG13/2 [pdf]

    Finalised guidance Published: 24/01/2013 Last modified: 20/10/2014
    The FCA has taken over the OFT's responsibilities for consumer credit regulation from 1 April 2014. As a result, the OFT elements of this joint guidance (including Annex 2) are no longer in force. Annex 1 continues to apply, and references to 'FSA'

  3. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  4. Professional indemnity insurance

    Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
    Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

  5. UK recovery and resolution

    Firms Published: 24/05/2016 Last modified: 10/02/2023
    Read about the recovery and resolution regime for certain firms that we prudentially regulate, including which firms are affected and what you need to do.

  6. Data

    Last modified: 18/04/2024
    All data published by the Financial Conduct Authority.

  7. Fund tokenisation

    Published: 24/11/2023 Last modified: 26/03/2024
    We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.

  8. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  9. CP15/21: Reform of the legacy Credit Unions Sourcebook

    Consultation papers Published: 24/06/2015 Last modified: 12/01/2023
    We are consulting jointly with the Prudential Regulation Authority (PRA) on reforming some of our rules for credit unions.

  10. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms
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