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Showing 161 to 170 of 486 search results for our Consumer Duty came into.

  1. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  2. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 12/07/2024
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  3. FCA and Industry Working Group on interest-only mortgages

    Mortgages Published: 21/02/2024 Last modified: 26/06/2024
    We are working with mortgage lenders and administrators to continue its work in the interest-only mortgage market.

  4. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  5. Millions of customers together save nearly £1 billion due to overdraft rule changes

    Press Releases Published: 19/04/2023 Last modified: 19/04/2023
    Improved overdraft rules brought in by the FCA have reduced high fees for unarranged borrowing, removed complex charging structures and introduced help for those who were repeatedly using their overdraft.

  6. How to change in response to changing threats

    Speeches Published: 17/05/2023 Last modified: 05/06/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

  7. Call for input to the post-implementation review of the FCA’s crowdfunding rules

    Calls for input Published: 02/09/2016 Last modified: 09/09/2016
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  8. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  9. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  10. High-cost credit review

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    The FCA's detailed, wide-ranging review has resulted in measures which will protect some of the most vulnerable consumers.
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