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Showing 171 to 180 of 486 search results for our Consumer Duty came into.
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Financial promotions data 2022
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022. -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
Consumer credit reporting
Find out the reporting requirements for firms authorised to carry out regulated consumer credit activities. -
Climate-related reporting requirements
The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements. -
Do the right thing
Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit. -
FCA fines Standard Chartered Bank £102.2 million for poor AML controls
The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML -
FCA confirms biggest shake-up to the overdraft market for a generation
The Financial Conduct Authority (FCA) has today confirmed it is introducing reforms to fix a dysfunctional overdraft market. These changes will make overdrafts simpler, fairer, and easier to manage and will protect the millions of consumers that use -
Statement re: promotion of shares in EMMIT plc
Investors are encouraged to transfer pension benefits into a SIPP and to purchase Emmit plc shares at a particular price from a particular market counterparty;. ... investors. We have taken action in this matter by publishing our concerns and liaising -
Apply to become a consumer credit lender or hirer
Find out how to apply to the FCA for authorisation If you want to engage in regulated activities as a lender or hirer.