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Showing 351 to 360 of 486 search results for our Consumer Duty came into.

351. Ensuring the fair treatment of customers in vulnerable circumstances

     Firms Published: 16/06/2022 Last modified: 16/06/2022
     The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.

352. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

     Press Releases Published: 28/01/2019 Last modified: 29/01/2019
     The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.

353. MiFID II: product governance review

     Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
     In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

354. The future of pensions: act today to plan for tomorrow

     Speeches Published: 13/03/2024 Last modified: 13/03/2024
     Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium

355. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

     Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
     We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

356. Andrew Bailey speech on Free Trade in Financial Services matters

     Speeches Published: 29/09/2017 Last modified: 29/09/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters 

357. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

358. Considerations for firms after the transition period

     Firms Published: 11/07/2018 Last modified: 12/03/2024
     Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

359. PS21/18: Restricting CMC charges for financial products and services claims

     Policy statements Published: 29/11/2021 Last modified: 29/11/2021
     This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services.

360. Investor engagement in a changing regulatory landscape

     Speeches Published: 13/07/2015 Last modified: 14/07/2015
     Finally, I’d like to describe at a high level our recently announced market study into investment and corporate banking. ... We will then need to put the final proposals into our domestic legislation and rules, and we hope to consult formally on this