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Showing 361 to 370 of 486 search results for our Consumer Duty came into.

  1. FCA joins other regulators to call on firms to help struggling customers

    News stories Published: 28/06/2023 Last modified: 28/06/2023
    The FCA will report on how well the cash savings market is supporting savers to benefit from higher interest rates. We will require the largest banks and building societies to explain the pace and extent of their pass through of interest rates, the

  2. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

  3. Speech: The economic challenge of regulating the mortgage market

    Insight Published: 04/11/2016 Last modified: 17/02/2017
    What does this mean? Ensuring well-working markets could mean…. First, from the perspective of regulatory risk, to try to ensure that things that adversely affect our statutory objectives - consumer protection, ... Consumers struggle with complex

  4. Testing what gets consumers engaged with their pension – and why

    Research Published: 08/12/2023 Last modified: 13/12/2023
    This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

  5. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    This Act, which amended the Financial Services and Markets Act 2000 came into force on 1 April 2013. ... These rules came into force on 2 April 2013. On 12 June 2014 the Chancellor announced the Fair and Effective Markets Review, which will look at

  6. A sustainable conduct environment

    Speeches Published: 20/03/2014 Last modified: 27/03/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.

  7. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

    Press Releases Published: 15/04/2015 Last modified: 15/04/2015
    conduct entity-specific external reconciliations;. maintain an adequate CASS resolution pack (from 1 October 2012 when the requirement to do so came into force); and. ... submit accurate Client Money and Asset Returns (CMAR) (from October 2011 when the

  8. FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms

    Policy and guidance Feedback statements Published: 11/08/2020 Last modified: 20/08/2020
    We summarise the feedback we received on our proposed measures for insurance and premium finance firms, and our response.

  9. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

    Policy statements Published: 04/02/2015 Last modified: 29/05/2018
    The rules come into force on 6 April 2015. In August 2014 we consulted on our proposed rules for Independent Governance Committees (IGCs). ... consumers who are members of workplace personal pension schemes and consumer groups seeking better protection

  10. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.
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