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Showing 412 to 421 of 17603 search results for our Financial Lives.

  1. UK EMIR reporting questions and answers

    Published: 01/05/2024 Last modified: 12/07/2024
    Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.
  2. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from
  3. AI and financial crime: silver bullet or red herring?

    Speeches Published: 20/11/2018 Last modified: 20/11/2018
    Speech by Rob Gruppetta, Head of the Financial Crime Department, delivered at Chatham House. 
  4. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.
  5. Newgate Private Equity UK (Clone of FCA authorised firm)

    Warnings Published: 25/05/2021 Last modified: 27/05/2021
    Newgate Private Equity UK (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  6. FCA proposes ways to make financial advice more accessible

    Press Releases Published: 30/11/2022 Last modified: 30/11/2022
    ​​​​​​​As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence. 
  7. TR14/12 - Enhanced transfer value pension transfers

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    This report summarises the findings of our thematic research into suitability of bulk pension transfer advice provided by financial advisers where employers offered an enhancement to the transfer value (ETV). ... Our findings will also be of interest to
  8. FCA proposes stronger protection for consumers in financial markets

    Press Releases Published: 14/05/2021 Last modified: 14/05/2021
    Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets
  9. Improving picture for personal finances, but many still struggling

    Press Releases Published: 10/04/2024 Last modified: 10/04/2024
    New research from the FCA has found that while many are struggling to meet financial commitments, the picture has improved over the last year.
  10. Beyond regulation: thinking creatively about consumer credit

    Speeches Published: 20/03/2018 Last modified: 20/03/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow.