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Showing 442 to 451 of 821 search results for our Financial Lives Survey.

  1. Recruit Plus (clone of FCA authorised firm)

    Warnings Published: 06/07/2015 Last modified: 06/07/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  2. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    channel. I am not sure what the latest predictions are for online mortgages but despite the amazing growth of technology in our everyday lives, online mortgage growth remains small. ... This a very ‘live’ issue with concerns raised that older
  3. EXPERT FX PLATFORM SERVICE

    Warnings Published: 13/12/2023 Last modified: 13/12/2023
    EXPERT FX PLATFORM SERVICE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  5. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  6. The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views

    Press Releases Published: 03/08/2017 Last modified: 03/08/2017
    The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a
  7. UK SFTR reporting obligation

    Markets Published: 11/03/2020 Last modified: 23/10/2023
    We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.
  8. Live Secure Trade / LST-IC / LST-INC

    Warnings Published: 27/02/2023 Last modified: 11/07/2023
    Live Secure Trade / LST-IC / LST-INC is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Coronavirus (Covid-19) Financial Resilience Survey

    Statements Published: 01/06/2020 Last modified: 26/05/2022
    We are asking around 13,000 firms to complete a short survey to help us obtain a more accurate view of firms’ financial resilience as a result of coronavirus (Covid-19).
  10. Live Finance (Clone of FCA authorised firm)

    Warnings Published: 23/03/2020 Last modified: 10/05/2021
    Live Finance (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to