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Showing 692 to 701 of 821 search results for our Financial Lives Survey.

692. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

693. TR14/12 - Enhanced transfer value pension transfers

     Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
     This report summarises the findings of our thematic research into suitability of bulk pension transfer advice provided by financial advisers where employers offered an enhancement to the transfer value (ETV). ... Our findings will also be of interest to

694. Investment Funds, Markets Liquidity and the Investor

     Speeches Published: 24/03/2016 Last modified: 23/06/2016
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.

695. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

696. Adding a new sub-fund to an umbrella scheme in the TMPR

     Published: 03/12/2020 Last modified: 24/07/2024
     Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR).

697. FG17/8: Streamlined advice and consolidated guidance

     Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
     This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

698. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.

699. Newgate Private Equity UK (Clone of FCA authorised firm)

     Warnings Published: 25/05/2021 Last modified: 27/05/2021
     Newgate Private Equity UK (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

700. A more effective approach to combatting financial crime

     Speeches Published: 21/09/2016 Last modified: 29/09/2016
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

701. Speech: Darwin and an evolution in price discrimination

     Insight Published: 17/03/2016 Last modified: 17/02/2017
     But the FCA, thanks to statute, is different from almost all financial regulators in history. ... The FCA has the strategic objective of ensuring that financial services markets function well.

702. FSA publishes consultation on framework for the consumer credit regime

     Press Releases Published: 06/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue