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Showing 752 to 761 of 821 search results for our Financial Lives Survey.

  1. Samstar Capital / samstarcapital.com (Clone of FCA Authorised PSD Agent)

    Warnings Published: 26/01/2024 Last modified: 26/01/2024
    Samstar Capital / samstarcapital.com (Clone of FCA Authorised PSD Agent) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  2. Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog

    Press Releases Published: 20/12/2023 Last modified: 20/12/2023
    Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA).
  3. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  4. All reporting firms moved to FCA’s new data collection platform RegData

    News stories Published: 19/05/2021 Last modified: 19/05/2021
    We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData.
  5. Case study: Innovation can benefit us all

    Firms Published: 21/02/2023 Last modified: 21/02/2023
    Case study of Amplified Global, a start-up which has worked with all 3 of the FCA's main innovation services.
  6. Landing slots for funds in temporary marketing permissions regime

    Published: 19/09/2023 Last modified: 09/05/2024
    The process of exiting the temporary marketing permissions regime (TMPR) and the notification of landing slots is still under review. Find out what UCITS operators should do.
  7. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their
  8. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.
  9. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving
  10. FCA confirms final rules on improving the quality of pension transfer advice

    Press Releases Published: 04/10/2018 Last modified: 11/04/2024
    The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.