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Showing 642 to 651 of 814 search results for our Financial Lives survey.

  1. Adding a new sub-fund to an umbrella scheme in the TMPR

    Published: 03/12/2020 Last modified: 17/01/2024
    Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR).
  2. Edward Windsor (Bogus employee of FCA Authorised Firm)

    Warnings Published: 07/02/2014 Last modified: 21/11/2020
    This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams.
  3. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI). Statements First published:. ... This is redress that would not be paid under our existing rules and would thus be a direct financial consequence of our proposed rules
  4. FCA research reveals 1.1million spike in cryptoasset buyers

    Press Releases Published: 30/06/2020 Last modified: 01/07/2020
    Component type: Content summary Copy
  5. Over 55s at heightened risk of fraud, says FCA

    Press Releases Published: 25/05/2016 Last modified: 25/05/2016
    13% of those questioned were unaware that unregulated products bought through an unauthorised firm offered no protection from the Financial Ombudsman Service or Financial Services Compensation Scheme, if things go wrong. ... If you do experience
  6. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any
  7. Retail banking: product governance review

    Multi-firm reviews Published: 05/03/2018 Last modified: 05/03/2018
    The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common
  8. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    I will then speak from an economic perspective on why good conduct culture in banks is important for financial stability and growth.I will argue that our regime helps this culture ... promote compliance and their implications for financial regulation.I
  9. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit
  10. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

    Press Releases Published: 01/03/2016 Last modified: 18/01/2017
    The Financial Conduct Authority (FCA) has launched 'Live & Local', a regional programme which will include a series of events, workshops and roundtables, taking place across 12 regions in the UK. ... January. South East. February. North West. March.