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Showing 4451 to 4460 of 5057 search results for our Financial Services Register to make sure.

4451. UK Securities Financing Transactions Regulation (UK SFTR)

      Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
      The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

4452. Cancelling an authorisation or registration

      Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
      You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

4453. Market abuse

      Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
      Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

4454. Help: Connect

      Published: 03/05/2016 Last modified: 28/07/2023
      Useful tips for registering with Connect if you are already authorised.

4455. UK EMIR

      Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
      The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

4456. Authorisation

      Firm authorisation Firms Last modified: 19/12/2023
      Authorisation landing page

4457. Training and competence

      Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
      Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

4458. Regulated covered bonds

      Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
      Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

4459. Payment Accounts Regulations 2015 (PARs)

      Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
      Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

4460. Flood and storm insurance claims

      Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
      We remind firms to make sure they have plans in place to manage the impact of coronavirus on the seasonal increase in floor and storm-related claims.