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Showing 4531 to 4540 of 5057 search results for our Financial Services Register to make sure.

4531. The business of social purpose

      Speeches Published: 26/11/2020 Last modified: 26/11/2020
      A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.

4532. Considering a defined benefit pension transfer

      Consumers Your rights Published: 04/06/2020 Last modified: 24/08/2023
      Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved.

4533. Whistleblowing quarterly data 2023 Q1

      Data Published: 30/06/2023 Last modified: 30/06/2023
      The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.

4534. Whistleblowing quarterly data 2022 Q3

      Data Published: 12/01/2023 Last modified: 12/01/2023
      Our data shows the number of new whistleblowing reports the FCA received in July to September 2022 and the allegations they featured.

4535. Equidebt Limited

      Warnings Published: 12/05/2016 Last modified: 17/05/2016
      We believe this firm has been carrying out consumer credit activities in the UK without our permission or authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

4536. Whistleblowing quarterly data 2023 Q2

      Data Published: 13/10/2023 Last modified: 13/10/2023
      The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured.

4537. How we are making form filling easier for applicants

      Blogs Published: 12/10/2023 Last modified: 12/10/2023
      The FCA is making improvements to the application process for authorisation and the first form we're looking at is Form A.

4538. Senior Managers and Certification Regime

      Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
      The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

4539. Credit rating agencies

      Focus areas Published: 07/01/2019 Last modified: 30/11/2023
      Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

4540. Treating vulnerable consumers fairly

      Tasks for firms Focus areas Published: 27/07/2020 Last modified: 21/03/2024
      Find out about our work on the fair treatment of vulnerable customers, including why vulnerability matters, how it affects your firm, and our guidance on supporting customers in vulnerable circumstances.