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Showing 4551 to 4560 of 5057 search results for our Financial Services Register to make sure.

  1. Whistleblowing quarterly data 2022 Q4

    Data Published: 04/05/2023 Last modified: 04/05/2023
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.
  2. Sure Money UK (clone of FCA authorised firm)

    Warnings Published: 12/05/2016 Last modified: 12/05/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  3. Amend a recognised fund

    Tasks for firms Published: 10/05/2015 Last modified: 27/11/2023
    To amend a recognised fund you must send us a notification for approval of the proposed change.
  4. FCA bans Terry Farr

    Press Releases Published: 29/05/2019 Last modified: 29/05/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled
  5. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).
  6. Whistleblowing quarterly data 2022 Q2

    Data Published: 07/10/2022 Last modified: 07/10/2022
    Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.
  7. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.
  8. Trading names

    Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
    Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.
  9. CMCs: fees

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is funded by fees that it charges firms it regulates. Find out about the fees you will need to pay.
  10. Transforming how we support consumers online

    Blogs Published: 22/03/2023 Last modified: 22/03/2023
    Not everyone wants to engage with a regulator, but we hope our new consumer section will help people feel comfortable and confident coming to us.