Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 4611 to 4620 of 5058 search results for our Financial Services Register to make sure.

  1. Vets and dentists

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  2. Regulating for better outcomes - next steps in consumer credit

    Speeches Published: 08/10/2021 Last modified: 08/10/2021
    Speech by Nisha Arora, Director of Consumer and Retail Policy, given at Westminster Business Forum
  3. Multi-factor authentication for FCA systems

    Firms Published: 15/12/2022 Last modified: 14/06/2024
    We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data.
  4. Finding your registered documents

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
    How to get information about your mutual society, including original registration documents, copies of your rules, and other registered documents.
  5. Agile regulation and planning for success

    Speeches Published: 06/10/2022 Last modified: 06/10/2022
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022
  6. Personal data used when you contact us

    Last modified: 01/07/2024
    How and why the FCA uses personal data to help us respond when you contact the organisation.
  7. Building trust in sustainable investments

    Speeches Published: 23/11/2020 Last modified: 23/11/2020
    Speech by Richard Monks on building trust in sustainable investments.
  8. Exemptions and exclusions from authorisation

    Firm authorisation Published: 08/08/2017 Last modified: 30/11/2023
    There are some circumstances where firms don’t need to be authorised by us. Find out if you qualify.
  9. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. FSA publishes discussion paper on transparency

    Press Releases Published: 04/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more