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Showing 4671 to 4680 of 5059 search results for our Financial Services Register to make sure.
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Financial promotions quarterly data 2022 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022. -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
Competition and investment banking
So, quite deliberately, we expect there to be limited cross-over. However, both reviews are central to the FCA achieving its overarching strategic objective of making financial services markets work well. ... When the FCA was created last year, it was -
Cracking down on misleading credit brokers
The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign. -
Fair and effective markets review
The financial crisis which hit the UK and global economy in 2007 led to widespread state interventions in financial institutions worldwide. ... co-chaired by the FCA CEO Martin Wheatley and Charles Roxburgh, Director-General for Financial Services at HMT. -
List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)
In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market -
Dealing with EEA firms and investment funds
What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR). -
FCA finalises revised Payment Services Directive (PSD2) requirements
The Financial Conduct Authority (FCA) has today published its approach to implementing the revised Payment Services Directive (PSD2). -
Mortgage Lending in the post MMR world
Speech by Linda Woodall, Director of Mortgage and Consumer Lending, Council of Mortgage Lenders Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Money laundering registration
Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.