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Showing 4711 to 4720 of 5063 search results for our Financial Services Register to make sure.

4711. Conduct in a new era: leaders rejecting complacency

      Speeches Published: 13/06/2013 Last modified: 18/07/2013
      Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

4712. Investment managers

      Firm authorisation Published: 05/07/2023 Last modified: 19/12/2023
      Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

4713. Evolving the FCA's approach to markets regulation

      Speeches Published: 19/11/2013 Last modified: 19/11/2013
      Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

4714. Supporting consumers in challenging times

      Speeches Published: 05/05/2022 Last modified: 16/05/2022
      Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference 

4715. Information on return of client assets - June 2022

      FOI Release Date of Release: 14/06/2022
      The FCA provides information on return of cliemt assets.

4716. Capital Alternatives: information for investors

      News stories Published: 18/03/2016 Last modified: 13/07/2021
      We are continuing our High Court claim for money to be returned to investors in the African Land and Capital Carbon Credits schemes. Find out more about this and what it means for investors.

4717. The FCA and Practitioner Panel 2022/23 survey findings

      News stories Published: 20/07/2023 Last modified: 20/07/2023
      The survey gathered feedback on how we are doing in regulating the financial services industry.

4718. How to change in response to changing threats

      Speeches Published: 17/05/2023 Last modified: 05/06/2023
      Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

4719. The role of regulation in encouraging investment in the City

      Speeches Published: 25/09/2023 Last modified: 25/09/2023
      Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.

4720. FCA pay and bonus gap data 2022

      Data Published: 19/07/2022 Last modified: 28/04/2023
      The FCA pay gap data for 2022 covers the reporting period 1 April 2021 to 31 March 2022. This year the FCA has seen improvements in most of its pay gaps, it will continue to work towards identifying and addressing the underlying issues it knows