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Showing 4721 to 4730 of 5064 search results for our Financial Services Register to make sure.

  1. The role of regulation in encouraging investment in the City

    Speeches Published: 25/09/2023 Last modified: 25/09/2023
    Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event.

  2. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  3. FCA wins case in the Supreme Court

    Press Releases Published: 20/04/2016 Last modified: 23/11/2021
    In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at

  4. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.

  5. The FCA and our approach to Building Societies

    Speeches Published: 03/09/2013 Last modified: 11/09/2013
    Speech by Linda Woodall, Director of Mortgage & Consumer Lending Subdivision at the FCA, to the Building Societies Association (BSA).

  6. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

  7. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.

  9. Primary Market Bulletin 37

    Newsletters Published: 09/12/2021 Last modified: 09/12/2021
    In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and

  10. The FCA and Practitioner Panel 2022/23 survey findings

    News stories Published: 20/07/2023 Last modified: 20/07/2023
    The survey gathered feedback on how we are doing in regulating the financial services industry.
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