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Showing 4731 to 4740 of 5064 search results for our Financial Services Register to make sure.
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MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Authorisations operating service metrics 2023/24 Q1
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers April to June 2023. -
Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
OPBAS is the Office for Professional Body Anti-Money Laundering Supervision -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
Speech: New thinking in regulatory economics
An example of narrative economics of particular relevance to financial services is Falk and Tirole’s ‘Narratives, imperatives and moral reasoning’ (2016).They describe narratives that allow individuals to maintain a ... For example, the FCA is -
Why does the FCA care about diversity and inclusion?
Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit. -
The future of financial services regulation in the UK
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London. -
Outcomes-focussed regulation: a measure of success?
Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association -
FCA Authorisations operating service metrics 2023/24 Q2
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers July to September 2023. -
Primary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.