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Showing 4781 to 4790 of 5064 search results for our Financial Services Register to make sure.
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Investment Association Annual Dinner 2017
Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017. -
FCA to launch enhanced Financial Services Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register. -
Notice to all FCA regulated firms with exposure to cryptoassets
We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services. -
Wells Fargo Advisors (cloned firm)
We believe fraudsters are using the details of an authorised firm to try to convince people that they are genuine. See how to protect yourself from scammers of this ‘cloned firm’. -
AXA IM Asia / AXA Hong Kong / AXA Investment Managers Hong Kong / Acervo Group (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
IRHP: background to the review
Information on why the review was conducted. -
The role of regulation in encouraging good culture
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London. -
FCA imposes restrictions on rebuildingsociety.com Ltd
We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions. -
Evolution of a new model for financial regulation in the UK
Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum