Search results
Showing 4821 to 4830 of 5064 search results for our Financial Services Register to make sure.
-
Alexander David Securities Limited enters liquidation
On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators. -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Automated investment services - our expectations
The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back -
Consumer warning on Grosvenor Associates Ltd
We have removed Grosvenor Associate Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities. -
Restricted US share scams
Find out how restricted US shares work, how to tell if it is a scam, what you can do to protect yourself and what to do if you have been scammed. -
FCA enable firms to provide mortgage breathing space
The FCA has moved quickly to make changes to its rulebook to support key commitments made by lenders at last week’s mortgage summit held by the Chancellor. -
Updating disclosures to reflect the creation of the FCA and PRA
Our Handbook includes a number of disclosure requirements (some originating from EU legislation) relating to the need for firms to disclose who regulates them and how consumers may check that firms are on the public Financial Services Register. -
Fighting financial crime – the force multiplier effect
Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD. -
Unsecured Loans For You / Unsecured Loans 4 You / unsecuredloans4u (clone of authorised firm)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm. Find out more about this ‘clone firm’.