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Showing 4941 to 4950 of 5064 search results for our Financial Services Register to make sure.

4941. Restrictions placed on Campbell & Associates Independent Financial Advice Ltd

      News stories Published: 10/02/2023 Last modified: 10/02/2023
      The FCA has imposed restrictions on the firm preventing it from carrying out any regulated activities and restricting access to its assets.

4942. Cultural evolution: how culture must change to meet expectations

      Speeches Published: 26/06/2023 Last modified: 26/06/2023
      Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

4943. Testing what gets consumers engaged with their pension – and why

      Research Published: 08/12/2023 Last modified: 13/12/2023
      This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

4944. FCA warns consumers about unauthorised forex investment xchloesworld

      News stories Published: 13/01/2021 Last modified: 13/01/2021
      The FCA has updated its consumer warning against an unauthorised online trader using Instagram, known as chloefxtrades / chloehenx, to include a further account xchloesworld.

4945. What are the lessons for insurance supervisors from the recent financial crisis?

      Speeches Published: 12/02/2013 Last modified: 09/04/2024
      Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank.

4946. Remuneration and performance management of sales staff (SYSC 19F)

      Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
      FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

4947. FCA announces extension to its use of the temporary transitional power

      Press Releases Published: 25/07/2019 Last modified: 25/07/2019
      The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

4948. Information for customers of The Mortgage Matters Partnership (TMMP)

      News stories Published: 26/10/2018 Last modified: 10/05/2019
      Some of TMMP’s customers were given mortgage advice which may have been unsuitable and a customer contact and redress programme was started. The firm has been declared in default by the Financial Services Compensation Scheme (FSCS) and as a result

4949. FCA introduces final rules on the Directory of financial services workers

      Press Releases Published: 08/03/2019 Last modified: 08/03/2019
      The Financial Conduct Authority (FCA) has today announced the final rules on the Directory - a new public register that enables consumers, firms and other stakeholders to find information on key individuals working in financial services.

4950. Alternative investment fund manager (AIFM) hosting

      Firms Published: 25/03/2024 Last modified: 25/03/2024
      Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.