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Showing 4441 to 4450 of 5036 search results for our Financial Services Register to make sure a firm.

4441. PGIM Invest / Pru Invest / Pru Indemnity plc / Pru IPO Recovery / Pru Crypto / PruMail (clone of FCA authorised firm)

      Warnings Published: 12/05/2020 Last modified: 21/11/2020
      PGIM Invest / Pru Invest / Pru Indemnity plc / Pru IPO Recovery / Pru Crypto / PruMail (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why

4442. EME Capital LLP / EME Finance / Emerging Markets / Emerging Markets Equity / Emerging Markets Global / EME Trusted Wealth (clones of an FCA authorised firm and an FCA recognised Fund) (clone of FCA authorised firm)

      Warnings Published: 23/07/2024 Last modified: 23/07/2024
      EME Capital LLP / EME Finance / Emerging Markets / Emerging Markets Equity / Emerging Markets Global / EME Trusted Wealth (clones of an FCA authorised firm and an FCA recognised Fund) (clone of FCA authorised firm) is not authorised or registered by

4443. Little Loans Ltd/ Little Loans Group/ Little Loans Society/ Little Loan UK / Money Line Loans (Clone of FCA authorised firm)

      Warnings Published: 02/08/2021 Last modified: 20/07/2023
      Little Loans Ltd/ Little Loans Group/ Little Loans Society/ Little Loan UK / Money Line Loans (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find

4444. United Kingdom Loans / Badger Loans Ltd / Zopa Personal Loans (UK) / Direct Zopa UK Money / Lender List Loan / Little Loan UK Ltd (Clone of various FCA authorised firms)

      Warnings Published: 22/01/2024 Last modified: 27/06/2024
      United Kingdom Loans / Badger Loans Ltd / Zopa Personal Loans (UK) / Direct Zopa UK Money / Lender List Loan / Little Loan UK Ltd (Clone of various FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the

4445. Reporting obligation

      Markets policy Published: 22/05/2016 Last modified: 26/07/2024
      Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

4446. UK EMIR reporting questions and answers

      Published: 01/05/2024 Last modified: 26/07/2024
      Guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

4447. FCA Connect

      Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
      FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

4448. Enforcement

      About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
      Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

4449. Cancelling an authorisation or registration

      Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
      You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

4450. UK Securities Financing Transactions Regulation (UK SFTR)

      Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
      The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.