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Showing 4451 to 4460 of 5036 search results for our Financial Services Register to make sure a firm.

  1. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  2. Help: Connect

    Published: 03/05/2016 Last modified: 28/07/2023
    Useful tips for registering with Connect if you are already authorised.

  3. Authorisation

    Firm authorisation Firms Last modified: 19/12/2023
    Authorisation landing page

  4. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

  5. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  6. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  7. Flood and storm insurance claims

    Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
    We remind firms to make sure they have plans in place to manage the impact of coronavirus on the seasonal increase in floor and storm-related claims.

  8. Payment Accounts Regulations 2015 (PARs)

    Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
    Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

  9. Consumer Duty events

    Events Published: 25/09/2022 Last modified: 27/06/2024
    The FCA has run events to help firms understand our expectations for the Consumer Duty and prepare for implementation. Find out about these and watch the webinars.

  10. Whistleblowing: How to make a report

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Find out how to report your concerns to the FCA's Whistleblowing team and what happens to your information once you have made a report
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