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Showing 4481 to 4490 of 5036 search results for our Financial Services Register to make sure a firm.

  1. Requests for letters of goodstanding

    Last modified: 14/10/2020
    You can find this information on ourFinancial Services Register. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..

  2. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  3. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  4. FIN074 returns – who needs to complete and why

    Tasks for firms Published: 18/03/2024 Last modified: 18/03/2024
    To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us.

  5. Variation of permission

    Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

  6. Car finance complaints

    Complaints Consumers Published: 11/01/2024 Last modified: 21/03/2024
    Some car finance customers may have been charged too much on their loans. Find out what to do if you think this affects you.

  7. A test of conscience

    Speeches Published: 23/02/2015 Last modified: 26/02/2015
    Resource and training questions, for sure. Many firms will have highly specialised teams to deal with issues related to consumer vulnerability. ... So, as an example, there is a long-standing, official expectation on industry not to make changes to the

  8. Pay your annual fee

    Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
    Find out about the different ways you can pay your annual fee: direct debit, online, credit transfer, instalments.

  9. Trail commission

    Consumers Published: 18/04/2016 Last modified: 13/06/2022
    If you received financial advice or used an intermediary to buy an investment product before 31 December 2012, you may be paying trail commission. Find out how you can stop paying.

  10. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.
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