Search results
Showing 4611 to 4620 of 5038 search results for our Financial Services Register to make sure a firm.
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Building trust in sustainable investments
Speech by Richard Monks on building trust in sustainable investments. -
Personal data used when you contact us
How and why the FCA uses personal data to help us respond when you contact the organisation. -
FSA publishes discussion paper on transparency
The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more -
Exemptions and exclusions from authorisation
There are some circumstances where firms don’t need to be authorised by us. Find out if you qualify. -
Finding your registered documents
How to get information about your mutual society, including original registration documents, copies of your rules, and other registered documents. -
Shaping the future in asset management
Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Promoting competitiveness is a juggling act
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024. -
Information on Whistleblowing - November 2022
FCA provides information on Whistleblowing. -
Complaints handling review findings
The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints. -
Independence, confidence and fairness
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.