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Showing 4671 to 4680 of 5043 search results for our Financial Services Register to make sure a firm.

  1. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26

  2. The FCA’s role in promoting innovation

    Speeches Published: 22/09/2016 Last modified: 22/09/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference.

  3. Safe custody services and money laundering

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Find out more about what businesses that rent safety deposit boxes need to do.

  4. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    on their own gains; and where cross-firm tribalism was more important than the interests of their clients or their firms. ... co-chaired by the FCA CEO Martin Wheatley and Charles Roxburgh, Director-General for Financial Services at HMT.

  7. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    So, quite deliberately, we expect there to be limited cross-over. However, both reviews are central to the FCA achieving its overarching strategic objective of making financial services markets work well. ... When the FCA was created last year, it was

  8. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.

  9. Dealing with EEA firms and investment funds

    Consumers Published: 15/12/2020 Last modified: 19/06/2024
    What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR).

  10. Money laundering registration

    Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
    Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.
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