Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 4691 to 4700 of 5043 search results for our Financial Services Register to make sure a firm.

  1. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.

  2. Report a concern: mutual societies

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    How and to whom you can report a concern about a mutual society.

  3. Defined benefit pension transfers redress calculations

    Consumers Published: 14/09/2022 Last modified: 28/02/2023
    Information on how firms work out how much redress (compensation) you may be due if you received unsuitable defined benefit (DB) pension transfer advice.

  4. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    Make sure you and your financial adviser or stockbroker understand how the funds work and what investing in them means for your money. ... Always make sure your financial adviser is qualified and regulated by the FSA (please check the FSA Register).

  5. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Re-use of Public Sector Information Regulations

    Last modified: 27/02/2023
    The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies.

  7. Preparing for the future of Consumer Investments

    Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.

  8. The role of the FCA in a changing regulatory landscape

    Speeches Published: 27/10/2022 Last modified: 27/10/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.

  9. Brexit: the FCA confirms final rules for firms

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period.

  10. Preparing your firm's financial information

    Firms Firm authorisation Published: 24/05/2023 Last modified: 25/07/2024
    Find out what financial information to include before you submit an application to be authorised by us.
Related searches