Search results
Showing 4761 to 4770 of 5043 search results for our Financial Services Register to make sure a firm.
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Brexit: information for retail investments firms in the UK
If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over. -
Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Finding opportunity in a world of uncertainty
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
Speech: Culture in UK banking – regulatory priorities
Through this efficient allocation of capital and risk, the economy grows in a stable and long-term way.It is worth adding that for financial services firms to deliver this positive ... Culture in financial services firms is critical to their ability to -
Speech: Shadow banking - the potential risks and rewards
as our research in the Financial Services Authority (FSA) showed. ... There are also problems with determining how the decisions that regulators seek to change are taken under the many forms of uncertainty present in financial services, to the extent -
Building a common language in the mortgage market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Women in finance: keeping up the pressure for progress
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London -
Chris Ellis Keeler (cloned individual)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone individual’.