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Showing 4921 to 4930 of 5043 search results for our Financial Services Register to make sure a firm.
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Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms
The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021. -
Blankstone Sington Limited (BSL) enters special administration
On 13/10/23, Blankstone Sington Limited entered special administration following a Court Order under the Investment Bank Special Administration Regulations 2011. Andrew Poxon, Alex Cadwallader and Hilary Pascoe of Leonard Curtis were appointed joint -
How implementing the Mortgage Market Review will shape the new market
Speech by Linda Woodall, Director of Mortgages and Consumer Lending, the FCA, at the Financial Services Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
DP23/2: Updating and improving the UK regime for asset management
The FCA wants your views on the current UK regime for regulating funds and asset managers. -
Investors in CF Arch cru funds must ask adviser for review
Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme. -
Beyond regulation: thinking creatively about consumer credit
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow. -
To-do-list tension - UK households face an average of 33 tasks a week
75% of UK adults set to tackle their to-do-list over the Bank Holiday weekend ‘Sorting out finances’ is the UK’s most popular task, as the FCA encourages public to check whether they’re eligible to claim for PPI Rachel Riley and Mr -
Restrictions placed on Campbell & Associates Independent Financial Advice Ltd
The FCA has imposed restrictions on the firm preventing it from carrying out any regulated activities and restricting access to its assets. -
Testing what gets consumers engaged with their pension – and why
This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.