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Showing 4971 to 4980 of 5044 search results for our Financial Services Register to make sure a firm.

  1. FCA warns consumers of the risks of investments advertising high returns based on cryptoassets

    News stories Published: 11/01/2021 Last modified: 11/01/2021
    The FCA is aware that some firms are offering investments in cryptoassets, or lending or investments linked to cryptoassets, that promise high returns. Investing in cryptoassets, or investments and lending linked to them, generally involves taking
  2. British Steel Pension Scheme transfers: action from the FCA, FOS and FSCS

    Firms Pensions Corporate documents Published: 24/07/2024 Last modified: 24/07/2024
    The FCA, Financial Ombudsman Service (FOS) and FSCS report on joint action to help former British Steel Pension Scheme members get the retirement they worked for.
  3. FCA announces August and September events for former members of the British Steel Pension Scheme

    Life insurers and pension providers News stories Published: 01/08/2019 Last modified: 01/08/2019
    We are hosting two events in Port Talbot for former members of the British Steel Pension Scheme (BSPS). These events will provide information for those who are concerned about advice they received when they transferred out of the scheme.
  4. FCA publishes finalised guidance on inducements for product providers and advisory firms

    Press Releases Published: 16/01/2014 Last modified: 07/02/2022
    In finalised guidance on inducements published today, the Financial Conduct Authority (FCA) makes it clear that financial advisers and product providers share the responsibility of managing potential conflicts of interests when receiving and making
  5. Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty

    Statements Published: 17/01/2014 Last modified: 08/11/2016
    The Financial Conduct Authority (FCA) has appointed Promontory Financial Group and Mazars to conduct an independent skilled persons report under section 166 of the Financial Services and Markets Act (FSMA) 2000. ... Answer:. The independent reviewer has
  6. How can we ensure that Big Data does not make us prisoners of technology?

    Speeches Published: 11/07/2018 Last modified: 11/07/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.
  7. Safeguarding arrangements of non-bank payment service providers

    Multi-firm reviews Published: 04/07/2019 Last modified: 04/07/2019
    In the first 6 months of 2019 we carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in the Payment Services Regulations 2017 (PSRs)
  8. FCA orders WealthTek Limited Liability Partnership to cease operations as High Court appoints Joint Special Administrators and arrest made

    News stories Published: 05/04/2023 Last modified: 14/09/2023
    BDO LLP to take interim control of WealthTek Limited Liability Partnership.
  9. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.
  10. GAP insurers agree to suspend sales following FCA concerns over fair value

    Press Releases Published: 09/02/2024 Last modified: 09/02/2024
    The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA.