Search results
Showing 4991 to 5000 of 5044 search results for our Financial Services Register to make sure a firm.
-
Financial regulator sets out further reforms to improve markets and bolster competitiveness
FCA sets out further reforms to help strengthen the UK’s leading position as a global and vibrant financial centre. -
The art of thinking independently together – why the regulator cares about diversity
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit. -
FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures
The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA. -
Consumer Duty implementation: good practice and areas for improvement
What firms are doing well and what they could do better. -
Insurance firms failing to consider value of the products and services provided to consumers
The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service. -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
Our clear objective is to ensure we deliver the greatest possible value for money, transparency and accountability to our customers and we will explore all possible avenues to make sure we ... On 1 April 2013 the FCA became responsible for the conduct -
CP18/29: Temporary permissions regime for inbound firms and funds
The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to -
Carina Asset Management / Sloane Court Capital / SS & Co Consultancy Limited
We have published this statement to warn consumers against dealing with unauthorised firms. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
FCA tells credit card firms to review their approach to persistent debt customers
FCA tells credit card firms to review their approach to persistent debt customers.