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Showing 5011 to 5020 of 5044 search results for our Financial Services Register to make sure a firm.

  1. Financial Conduct Authority outlines how it would use the temporary transitional power

    Press Releases Published: 01/02/2019 Last modified: 11/04/2024
    The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.
  2. Regulated financial advice firms and individuals that attempt to avoid their redress liabilities

    Tasks for regulated firms Published: 14/12/2018 Last modified: 13/02/2023
    The FCA provides information to regulated financial advice firms
  3. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.
  4. FCA launches discussion on competition impacts of Big Tech on financial services industry

    Press Releases Published: 25/10/2022 Last modified: 26/10/2022
    The FCA is seeking views on the potential competition benefits and harms from Big Tech firms’ entry into retail financial services sectors
  5. PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments

    Policy statements Published: 03/03/2021 Last modified: 03/03/2021
    This PS summarises the responses we received on our proposed changes relating to the contactless card payments limits at Q5 and Q6 in CP21/3.
  6. What firms and customers can expect from the consumer duty and other regulatory reforms

    Speeches Published: 29/09/2022 Last modified: 29/09/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global.
  7. Opening up and speaking out: diversity in financial services and the challenge to be met

    Speeches Published: 19/12/2018 Last modified: 19/12/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Mitsubishi UFJ Financial Group, London.
  8. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.
  9. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

    Statements Published: 11/12/2017 Last modified: 22/06/2020
    The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB
  10. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.