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Showing 1081 to 1090 of 2049 search results for our General insurance.

  1. Fund objectives working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the fund objectives working group has been set up to consider ways to improve the usefulness of fund objectives for investors.

  2. Aggregate complaints data 2014 H1 [xlsx]

    Data Published: 22/09/2014 Last modified: 25/09/2014
    Aggregate sector wide firm complaints data for 2014 H1. Including opened, closed, upheld, speed of closure and redress.

  3. Aggregate complaints data 2013 H2 [xlsx]

    Data Published: 07/04/2014 Last modified: 09/04/2014
    Aggregate sector wide firm complaints data for 2013 H2. Including opened, closed, upheld, speed of closure and redress.

  4. Final Notice 2020: Ian Mackin (trading as Caledonia Finance) [pdf]

    Final notices Published: 11/11/2020 Last modified: 11/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector, Investment Advisory sector

  5. FCA confirms PRIIPs regulations

    News stories Published: 25/03/2022 Last modified: 25/11/2022
    We’ve confirmed rules to change disclosure documents provided to retail investors under the PRIIPs regulation.

  6. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  7. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

  8. FSA Q1 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 03/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  9. Capital requirements reporting

    Tasks for regulated firms Published: 04/08/2015 Last modified: 09/02/2023
    Once your firm has been authorised by us, we send a reporting schedule with how you report and record information about your firm. Find out what you need to report to us.

  10. FSA Q4 12/13 Number of skilled person reports commissioned [pdf]

    Data Published: 02/05/2013 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
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