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Showing 1621 to 1630 of 2049 search results for our General insurance.

  1. PS23/17: Remuneration: enhancing proportionality for small firms

    Policy statements Published: 05/12/2023 Last modified: 05/12/2023
    Our final policy on changes to the remuneration rules for dual-regulated firms to enhance the proportionality of the remuneration requirements that apply to small firms.

  2. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

  3. Application to perform a controlled or senior management function: Connect

    Firms Published: 08/06/2016 Last modified: 04/10/2023
    Application to perform a controlled or senior management function

  4. Debt Issuers: Early Engagement Team and Enquiry Service

    Markets Published: 04/06/2016 Last modified: 09/01/2023
    Find out about the Early Engagement Team and our Enquiry Service for debt issuers

  5. Fraudsters targeting Active Wealth (UK) Ltd clients

    News stories Published: 12/09/2018 Last modified: 14/09/2018
    The fraudsters may tell you some of your personal information, such as your date of birth or National Insurance Number, to give the impression that the communication is genuine. ... If you receive a call from someone who claims to be from the FCA, please

  6. Dolfin Financial (UK) Ltd enters Special Administration

    News stories Published: 30/06/2021 Last modified: 12/07/2021
    Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration.

  7. Investment Firms Prudential Regime final rules published

    News stories Published: 22/10/2021 Last modified: 22/10/2021
    We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.

  8. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

  9. February 2024 letter to DLUHC: Multi-occupancy buildings insurance [pdf]

    Correspondence Published: 29/02/2024
    The FCA gives an update to the Department of Levelling Up, Housing and Communities (DLUHC) about our work on multi-occupancy buildings insurance.

  10. Expect the unexpected: cyber security in 2017 and beyond

    Speeches Published: 24/04/2017 Last modified: 27/07/2017
    Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network.
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