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CP21/27: Quarterly Consultation Paper No. 33
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
GC20/1: Advising on pension transfers
The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best -
CP16/17: Quarterly Consultation Paper No. 13
These tend to be minor changes but we still want to get your feedback on our proposals. ... align the claims handling rules with the Insurance Act 2015. make minor changes to rules and guidance for firms conducting mortgages and home finance activity. -
FCA publishes response to British Steel Pension Scheme complaints
The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS). -
Our Rule Review Framework
The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice. -
Adding a new sub-fund to an umbrella scheme in the TMPR
Find out about our proposed process for adding a new sub-fund to an umbrella scheme that will be in the temporary marketing permissions regime (TMPR). -
PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance
The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
PS19/30 Independent Governance Committees: extension of remit
This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas. -
Michael Findlay appointed Chair of the FCA’s Markets Practitioner Panel
The FCA has appointed Non-Executive Chair of the London Stock Exchange (LSE) plc Michael Findlay, as the Chair of its independent Markets Practitioner Panel.