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FG14/2 - General guidance on the AIFM Remuneration Code (SYSC 19B)
This work is a result of our consultation in September 2013, which closed in November 2013. ... Our guidance explains, among other things, how an AIFM should:. take into account proportionality. -
TR13/4 - Automatic renewal of fixed-term bonds
This report publishes our work to date on the automatic renewal of fixed-term bonds. We asked 30 firms that offer fixed-term bonds for details about their contracts and their practices regarding automatic renewal: this report outlines our concerns -
Consumer investments data review April - September 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021. -
Admiral agrees to contact customers who may have been given inaccurate information in renewal documents
New rules introduced by the Financial Conduct Authority (FCA) in April 2017 require firms to clearly show the insurance premium a customer paid last year alongside their proposed renewal premium. -
Pension lifestyle investment strategies – our findings
Findings from our review of life insurance companies’ pension lifestyle investment strategies. -
Enhancing the UK’s capital markets – The FCA’s role and priorities
Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit. -
Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]
Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment. -
Cryptoasset AML / CTF regime: feedback on good and poor quality applications
Feedback on good and poor quality applications made to the FCA under money laundering regulations. -
Information on COVID 19 BI claims brokers - December 2022
Information on Covid 19 BI claims brokers. -
FCA issues warning over ‘clone firm’ investment scams
With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public