Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1711 to 1720 of 2049 search results for our General insurance.

  1. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  2. Tribunal upholds FCA fine on firm for misselling complex investments

    Press Releases Published: 27/11/2013 Last modified: 17/12/2013
    The Tribunal stated:. "Our view of Mr and Mrs [X] is that they were unsophisticated investors, with little, if any, understanding of the nature of the risks of the GTEP plan… ... although it was not misleading, it was not clear and fair… In our view,

  3. Personal investment firms that give bad advice to hold capital for redress

    Press Releases Published: 29/11/2023 Last modified: 30/11/2023
    Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.

  4. Brexit: information for the banking and payment sectors in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended.

  5. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    CP16/15: Capping early exit pension charges (PDF). Our proposals will most directly impact on:. ... Our proposals may also be of interest to:. individuals and firms providing advice and information in this area.

  6. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    The UK is a world leader in asset management. Our market study aims to ensure that both retail and institutional investors can get value for money when purchasing these services – which ... There is a further £1 trillion investment in insurance

  7. New analysis offers mixed picture on high frequency trading in the UK

    Insight Published: 11/04/2016 Last modified: 17/02/2017
    Of course, regardless of what happens in the US, there is plainly an important question here for the UK over whether similar conditions might now, or eventually, prevail in our domestic ... Nor is the more general concern about the ability of some to

  8. RMA-H COBS data: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: help text

  9. Adviser Mark Abley pays £106k for poor pension transfer advice

    Press Releases Published: 26/06/2023 Last modified: 26/06/2023
    The FCA has banned Mark Abley of County Capital Wealth Management Ltd (in liquidation) (CCWM) from providing any advice on pension transfers.

  10. Summary of temporary reliefs for companies reporting published financial information

    Markets Published: 27/01/2021 Last modified: 23/03/2022
    A summary of temporary reliefs for companies reporting published financial information.
Related topics